Document Status — Technical Verification Annex · Series: Ecosystem Awareness
This page is a technical verification annex to the public-facing foundation article. It is not the canonical source or a standalone article. For the authoritative technical material, use the canonical Ecosystem Positioning README and the versioned sources it indexes. This annex makes the requirements and test contract inspectable and traceable. Publication on Tegrity.AI does not imply peer review, independent validation, production readiness, adoption as a standard or endorsement by the ITU, FG-TIDA or any cited organisation.
Annex 4 Canonical Requirements and Test Contract
Documentary appendix to the article When the controls work but the system fails
Question answered. What exactly does the requirements document specify, and what should a complete test establish?
Coverage. Complete Section 5, including the decision unit, S1 to S14, T1 to T4, H1 to H6, KPIs, oracle and final disposition.
Reading rule. The source block is preserved in its entirety, with its nuances, states of evidence, and original links. It should not be interpreted as product results when the text describes it as a design, symbolic proof, constructed scenario, or hypothesis.
Synthesis and use
The canonical document does not function as a rhetorical list of best practices. It defines a decision-making unit and establishes evidence, authority, action set, timeframe, capacity, budget, oracle, and acceptance thresholds. S1 to S14, T1 to T4, and H1 to H6 form a vendor-neutral test contract.
A comprehensive review must be able to indicate which condition is being tested, with what observation, what result counts as a pass or falsification, and what disposition is required when the condition is not met. If this relationship between requirement, test, measure, and final decision is lacking, the claim remains open.
Document navigation
- Main article: When the Controls Work but the System Fails
- Complete source and concordance: Annex 0 — Complete Source and Concordance
- Appendix of claims and evidence: Annex 9 — Claims and Evidence Appendix
- Collaboration Guide: Annex 10 — Collaboration Guide
- Full map of sources and links: Annex 11 — Complete Map of Sources and Links
- Reproducible technical corpus: structural-awareness-contributions — commit 8f17843c568114f31cc0ad486b4a1303396021e6
How to read this appendix
This annex turns the theory into a common evaluation contract: fourteen solution-neutral requirements, four sufficiency conditions, six hypotheses, and a KPI protocol.
It is not enough to pass an isolated metric. Each test must define scope, facts, authority, resources, oracle, numerator, denominator, threshold, and disposition, and must follow the applicable S→T→H→KPI path.
Recommended route
Start with groups S1–S14; continue with T1–T4 and H1–H6; close by reviewing the complete procedure and examples S8, S10, and S14.
Table 1. Structure of the canonical contract
Group | What it preserves | Test question | Failure if not met |
|---|---|---|---|
S1–S3 | Applicable authority, principal and regime. | Who can decide, for whom, and under which current rules? | A locally correct action may lack a mandate or use the wrong regime. |
S4 | Viable human supervision. | Does the responsible person have the time, information, and real capacity to intervene? | Supervision exists only on paper. |
S5–S6 | Unresolved state and calibrated trust. | Does the uncertainty remain visible and limit the effort before closing? | A pending doubt is transformed into a false certainty. |
S7–S8 | Identity, delegation, and scope. | Are the acting identity and their delegation verified for this action? | It runs with a valid identity but insufficient authorization. |
S9–S10 | Composition between principals and requalification. | Are cross-commitments preserved and is the decision reviewed if the context changes? | Partial optimization shifts obligations or maintains an already obsolete decision. |
S11–S13 | Policy, history and intervention. | Are the relevant policies, causal sequences, and possible interventions still available? | The system explains or acts with an incomplete story and without a point of correction. |
S14 | Step from evidence to decision and arbitration. | Do the evidence, the threshold, and the tie-breaking rule justify the final disposition? | The output appears precise, but it cannot be defended or reproduced. |
Table 2. Mandatory sequence of a complete test
Step | What must be specified | Verifiable output |
|---|---|---|
1. Decision limit | The decision d, the moment t and the boundary σ(d,t). | Limited decision object. |
2. Facts and evidence | Window of facts, sources, dependencies and validity. | Set of auditable evidence. |
3. Authority | Owner, principal, mandate and permitted actions. | Applicable authority matrix. |
4. Material change | Conditions that require requalification or stopping. | Explicit re-evaluation branch. |
5. Resources and time | Budget, deadline, null action and escalation route. | Closure criterion without false resolution. |
6. Test oracle | Metric, threshold, comparator, and rejection condition. | Reproducible and falsifiable result. |
7. Complete route | Sequence S → T → H → KPI with dependencies. | Trace from end to end. |
8. Disposition | Continue, contain, escalate or stop, with record. | Final decision and declared residual. |
Reading conclusions
Conclusion 1. Requirements are solution criteria, not a mandatory architecture.
Conclusion 2. A passing KPI does not compensate for a failed requirement or condition within the same scope.
Conclusion 3. An out-of-scope result cannot substitute for the evidence required for the declared decision.
Preservation and navigation
The source block preserves Section 5 of the original article in full. The linked Requirements 00 document contains the complete formulation of S1–S14, T1–T4, H1–H6 and the KPI protocol. A9 reproduces the appendix summaries and three complete clauses. The complete specification is also reproduced in the documentary expansion of this annex.
Full source text
5 — What the canonical requirements document actually specifies
A requirement is useful only if a reviewer can say what would count as passing it. In the refund example, that means naming the affected decision, the scope of the agent’s mandate, the evidence for a wider problem, who could authorize a campaign and what happens if no authorization arrives before the response window closes. The same discipline applies to a traffic intervention, a queued patch or a rights claim. The requirements do not prescribe one vendor or algorithm; the sufficiency conditions and KPIs make their meaning testable under an explicit resource budget.
The frozen Requirements 00 is a solution-neutral test contract, not merely a list of S1–S14. It fixes the decision unit σ(d,t): subject, proposition and receiving decision, with legitimate owner, authority, evidence boundary, material change, response deadline, capacity and null action. Its fourteen requirements specify what must be preserved across authority, preferences, context, oversight, unresolved state, handoffs, identity, delegation, composition, commitments, policy, history and evidence-to-decision assessment. Four sufficiently-good conditions make those obligations assessable: T1 recognizes material change within declared observation limits; T2 preserves a qualified posture and owner-aware handoff; T3 bounds the response to authorized action; T4 keeps requalification timely and viable. H1–H6 express falsifiable foundation hypotheses rather than established outcomes.
In compact notation, σ(d,t) is the material subject–proposition–decision boundary for decision d at time t: σ(d,t) = (subject, proposition to establish, receiving decision; owner, authority, scope, evidence/observation window, materiality, commitment state, deadline, capacity, null action). W(d,t) denotes the bounded observation window chosen for that decision. A KPI and gate result apply to this same boundary; a result for d₂ cannot repair d₁ without a represented dependency and fresh requalification. This is reader notation, not a runtime data format.
The KPI protocol attaches observable measures and falsifiers to each hypothesis, including false continuation or containment, handoff integrity, requalification latency, deadline margin and total decision burden. For one declared scope, its S→T→H→KPI traceability matrix selects the complete route; the test procedure fixes facts, authority, resources, branch oracle, numerator, denominator and threshold, then judges each condition and records the outcome. A passing KPI alone does not satisfy a requirement, and a result in another scope cannot compensate for a failed condition. The scenario quality plans, such as 00E, apply this common contract through their Q0–Q5 gates and explicit dispositions. Requirements 00 supplies shared test language and a worked material-change example, defining common conditions for assessing product conformance.
Complete test-contract specification
This section reproduces Requirements 00 in the cited commit-pinned version. The proposed revisions do not alter this frozen basis. S1–S14, T1–T4, H1–H6, the KPI protocol, traceability matrix, procedure, example and scope notes follow without editorial substitution.
Requirements 00 — complete canonical text
| ID | 00 — Requirements |
| Type | Canonical requirements, sufficiency conditions, hypotheses and KPI protocol |
| Status | Frozen canonical baseline · requirements/test protocol · not evidence that EA satisfies the requirements |
| Version · date | Freeze snapshot · 2026-09-17 |
| Owner corpus | Ecosystem Awareness |
| Supersedes / superseded by | Current frozen canonical Requirements baseline; earlier 00A/00C inputs preserved separately; no successor promoted — review changes through the linked vNext delta |
Frozen canonical requirements baseline. This is the single canonical document that states what a solution to the EA problem must address and how its underlying hypotheses are assessed. Its S1–S14 / T1–T4 / H1–H6 / KPI semantics are frozen at this baseline while vNext review is open. Proposed semantic changes are reviewed in the linked delta before any later explicit versioned promotion; editorial routing/link updates do not alter this freeze. It does not define a product, implementation, benchmark result, standards adoption, or a claim that EA or another candidate has passed.
Terminology clarification — no semantic change. The S1–S14 items are referred to in the current corpus as canonical requirements. Earlier documents may use the historical label “challenges” for the same S1–S14 IDs. This naming change does not alter any S#, T#, H# or KPI semantics.
Requirements vNext review is open — the frozen requirements themselves are unchanged. The current cumulative working review is Requirements vNext Review & Delta v0.1 Draft. It records post-freeze corpus evolution, including the two additional 00G/00H reference failure scenarios, and tests whether that material exposes a genuine requirement gap or only architecture/conformance/evidence deltas. Its current recommendation remains not to create S15+, T5+, H7+ or a new canonical KPI family. This document remains the frozen canonical Requirements until an explicit versioned successor is deliberately promoted.
Freeze status: public frozen canonical requirements baseline for the current review cycle. It applies to a human-led process, conventional control system, agentic architecture or composed system, within its declared decision scope, authority, evidence boundary, response horizon and resource envelope. Post-freeze changes are reviewed through the linked vNext delta rather than inserted here.
The canonical reading sequence is:
- Foundation — 01: why an open ecosystem, bounded representation and residual indeterminacy matter.
- EA principles and controls — 02: how determinate, unresolved, obtainable and structural-residual state must be handled.
- This document: the complete S1–S14 requirement set, the sufficiently-good conditions, the research hypotheses and their KPIs.
- Topology and architecture, then functions and interfaces: how EA is proposed to meet the requirements.
The DAOS source case uses T0 → T1 → T2: a basis is established, a commitment relies on it, and a material condition changes or becomes insufficiently established. In this document, T1–T4 are condition identifiers, not those case times.
Bidirectional provenance and reference-scenario application. DAOS is one concrete source of the requirement taxonomy. The 100-million-token reference failure scenario and the smart-city mobility reference failure scenario are additional concrete sources of failure mechanisms and quality-plan pressure for the same canonical requirements. They do not create a second requirement set or alter S1–S14, T1–T4, H1–H6 or the KPI protocol. Instead, each scenario makes a selected route explicit in both directions: a declared scope and failure mechanism identify the applicable S# → T# → H# → KPI → gate disposition; the canonical requirements determine what a requirements-conforming route must preserve, test and report in that scenario. The scenario documents retain their own facts, gates and outcome measures.
The test unit is a material subject–proposition–decision boundary: the entity or action concerned, the claim being assessed, and the receiving decision that will rely on it. In the EA dictionary, these are the subject, proposition and decision domain; scope is the coverage to which the resulting statement applies. A scope is therefore not merely a technical field or a business label. It answers: which subject, which claim, which decision, under which owner, time, evidence and operating conditions?
For readability, this document calls that boundary σ(d,t). It is a reader notation, not a new runtime schema. Every S#, T#, H# and KPI must name the same σ(d,t), or explicitly state the material dependency that links one scope to another.
-
W(d,t) is the active observation and semantic window selected for decision
dat timet. It is bounded and repeatedly qualified; it is not maximum context collection. -
Non-fungibility: a correct control, approval, search result or extra evidence in
d2does not compensate for a material knowledge fault ind1unless a represented dependency and fresh evidence show that it actually requalifiesd1. See the ecosystem-composition principle. -
Non-monotonicity: more tokens, signals, agents, telemetry or context are not presumed to produce more determination. They can add latency, correlation, conflict, privacy cost or human-capacity depletion. Expansion is justified only when it changes the qualified decision or preserves a viable response window.
-
Failure-trajectory rule: Type 1 and Type 2 remain the only two management-failure classes, but a run may move between them. Timeout, default, defensive approval or reviewer pressure can force an unresolved Type-1 path into Type-2 closure; later contradiction of a compressed Type-2 closure can reopen as Type-1 HOLD/search when its discarded basis is unrecoverable. False convergence, divergence, oscillation and cascade are measured trajectories or consequences, not additional types. Defensive
UNKNOWN, qualifier saturation and injected doubt are classified by whether they create unbounded delay/containment (Type 1) or suppress/force unsupported closure (Type 2).
This prevents a new vocabulary at each stage: S# identifies the canonical requirement for σ(d,t); T# states the condition the solution must show; H# states why the EA principles predict that condition can be met; and the KPI records supporting or falsifying evidence for that same scope.
The following are the complete canonical solution requirements exposed by the DAOS case. A candidate need not satisfy every requirement outside its declared scope. It must declare which S1–S14 requirements it addresses, what it consumes from other owners, and where it stops. A locally correct component does not establish a whole-system result by itself.
| ID | Canonical requirement | EA relation |
|---|---|---|
| S1 | Authority provenance and current applicability. Establish who conferred authority, on whom, for what purpose and scope, and whether it remains binding at commitment and action time; include origin, standing, expiry, revocation, composition and evidence. | Upstream authority fact. EA consumes its qualification and must not issue or invent the grant. |
| S2 | Preference fidelity and reviewable decision basis. Show that the decision still represents the principal’s declared preferences, hard limits and permitted trade-offs, at the decision-basis level without requiring disclosure of every internal model step. | Upstream decision-basis fact. EA does not own preference interpretation. |
| S3 | Regime, context, escalation and bounded escape path. Distinguish normal escalation—confirmation, revalidation or change of authority while current rules remain in force—from an exceptional, governed escape path after a material frame change. Declare trigger, evidence, threshold, affected scope, what remains valid, review and return conditions. A false or injected signal must not expand permission or suspend the whole system. Repeated transitions require an evidence-change rule, expiry and hysteresis or an equivalent anti-oscillation control. | Direct EA requalification surface; authority and enforcement remain external. |
| S4 | Human-inclusive oversight authority and capacity. Reach a human or human-held role that is authorized, available, informed, competent and able to intervene within the useful response time, with real means to pause, redirect or reverse action. A nominal role is not effective oversight. | Direct EA capacity and qualification surface; EA does not redesign the oversight lifecycle. |
| S5 | Operational indeterminacy and containment. Manage incomplete, conflicting or stale authority, preference and delegation facts without converting them into permission. Preserve evidence and canonical links; contain propagation; define hold, rollback or escalation before effects leave control parameters; enter a governed safe state if rollback is not possible. An UNKNOWN or a large qualifier set must not become an automatic system-wide veto: materiality, duplication, expiry, incentive and affected scope remain explicit, and a timeout/default that forces closure is treated as a response requiring qualification. |
Direct EA residual and qualification surface; containment execution is authorized downstream. |
| S6 | Interoperable, privacy-preserving trust determination. Independent agents, public systems, providers and relying parties must verify enough authority and status in real time without exposing full agendas, preferences or unnecessary personal data. | EA uses a bounded epistemic handoff; it does not own identity, trust transport or privacy authorization. |
| S7 | Identity and representation link. Distinguish the principal, organization or role, acting human/agent, relevant agent instance or substitute, and their current representation relationship. Similar output or behaviour is not proof of correct attribution. | External identity/representation function; EA preserves its qualification and does not infer authority from output similarity. |
| S8 | Bounded subdelegation and non-amplification. Preserve purpose, scope, time, hard limits, relevant preferences and revocation conditions through agent chains. Subdelegation must not manufacture authority absent from the original principal. | External delegation requirement; EA preserves inherited uncertainty and qualification limits. |
| S9 | Multi-principal composition, non-substitution and conflict. Compose independently valid citizen, employer, provider, operator and public-authority determinations without one silently replacing another. Preserve concurrence, conflict, priority, hold and escalation without assuming a universal hierarchy. Detect both incompatible divergence and unsupported convergence caused by correlated evidence, imitation or shared compressed closure. | Direct EA composition surface; EA does not set a universal authority hierarchy. |
| S10 | Commitment state, material change and normal escalation. Distinguish recommendation, negotiation, reservation, binding commitment and execution; detect when a material change of cost, route, time, context, policy or authority requires confirmation, revalidation, cancellation or change of authority. Silence or delay is not permission. | Direct EA frame-requalification surface. |
| S11 | Policy, objective and preference integrity across domains. Preserve owner/source, version, scope, priority and conditions across systems, organizations and jurisdictions. Do not let a new or lower-priority preference overwrite a hard limit; preserve conflicts and record the determination. Represent material cross-domain couplings; a relation such as regulation × product or supplier × operations must not disappear merely because no single specialist owns both sides. | EA consumes source-native policy state and tests non-substitution in composition. |
| S12 | Accountability, challenge and repair. Reconstruct the identity, role, grant, policy, preference, evidence and contextual determination that applied; allow challenge and repair of future state without rewriting the historical record. | External record/accountability owner; EA may use the observed outcome for requalification and learning. |
| S13 | Authority history versus intervention history. Keep the original authority record and a later human or technical intervention as distinct historical objects while producing one unambiguous current operative determination. An intervention may confirm, restrict, suspend or replace authority without erasing provenance. | EA qualifies the current result; it does not overwrite authority provenance. |
| S14 | Evidence-to-decision assessment. State at each transition what must be demonstrated, what evidence is required, whether it is sufficient, insufficient or inconclusive, and which decision it supports. Record any Type-1↔Type-2 transition and the arbitration rule—material dependency, legitimate veto, timeout/default, owner, expiry, re-entry and evidence-versus-authority role—that determines what advances. This is a reusable assessment layer, not a mandatory runtime architecture. | Direct EA assessment surface across all profiles. |
Before assessment, declare the decision, legitimate owner, commitment state, null action, T0 basis, T2 change or insufficiency, evidence boundary, residual, materiality threshold, authority, response deadline, capacity and full cost ledger.
The minimum test branches are valid continuity; observed material change; insufficiently established condition; adversarial or poisoned evidence; capacity/deadline constraint; cross-domain handoff; false convergence from correlated or imitated closure; defensive UNKNOWN; qualifier saturation; and repeated posture reversal. A command receipt, elapsed time, confidence score or human approval is not an outcome unless the declared observable effect is recorded.
The following four conditions adapt the structure of the “Sufficiently Good” requirements in Minimalistic Regime-Aware Early Warning Systems to the changed-decision-basis problem. They do not transfer its detector theorem, action guarantee or validation result to EA, DAOS or another system.
| Condition | Requirement | Source requirements retained in full | Insufficient evidence or behaviour |
|---|---|---|---|
| T1 — Material awareness within a declared boundary. | Distinguish a material break in the applicable decision basis from ordinary variation and state which breaks are observable and distinguishable under the supplied evidence conditions. | Material-break awareness: declare decision, relevant basis, change family, materiality/detectability threshold, observation boundary and useful horizon. Declared coverage boundary: declare coverage domain, threshold, calibration/assumptions and relative-completeness limitation. Where composition matters, declare the cross-domain interaction and shared-dependency branches capable of producing false convergence, divergence or cascade. | Claiming to “adapt to change,” to detect every change, or to see the whole ecosystem without a declared boundary; treating every deviation as material; inferring validity merely because several dependent actors converge. |
| T2 — Qualified determination and owner-preserving handoff. | Produce an explicit, reviewable posture—continue under stated conditions, requalify, contain/hold, escalate or preserve UNKNOWN—and carry the information needed by the legitimate receiving owner. | Qualified operating posture: declare posture vocabulary, transition conditions, affected scope, owner, authority and expiry/review condition. Owner-preserving handoff: carry material scope, provenance, freshness, dependencies, unresolved state, capacity and authority limits; declare receiving responsibility, missing-field treatment and re-entry/requalification path. Qualifiers are selected by decision materiality, deduplicated/versioned and expired rather than accumulated without bound. | A confidence score, alert or trace with no reliance consequence; a message that collapses UNKNOWN to PASS; an immaterial, duplicated, stale or defensive UNKNOWN that automatically blocks the whole system; assuming authority over another system’s controls. |
| T3 — Bounded and authorized response. | Couple a posture only to an authorized response whose failure, reversibility, externalities and residual downside are declared. Where the strongest class is claimed, show each non-neutral response is no worse than the null action for every covered admissible state. | Bounded-downside response: declare null action, allowed responses, response deadline, authority, reversibility, externalities and residual risk. Timeout, default, forced approval and automatic containment are responses, not neutral absence of decision. Declare transition/re-entry and hysteresis or equivalent anti-oscillation control. Strong action-safety / PNI: declare stakeholders, utility model, horizon, admissible states and action library, and establish U(A(p), ω) ≥ U(A_null, ω) for every covered ω. |
Treating an alert, approval or agent intention as permission; allowing injected doubt to create unbounded containment; silently closing a Type-1 queue through default; labelling expected-utility, low-friction or reversible action “PNI” without the per-state condition. |
| T4 — Timely, viable and minimum-sufficient requalification. | Reach a justified posture while a legitimate response remains possible, with finite and proportionate evidence, computation, coordination and human-review effort. Extra layers may be added only with their semantic, latency and conflict effects visible. | Viable decision support: declare cost/resource ledger, capacity limits, marginal decision value and baseline. Non-monotone composition: state retained capability, contradiction treatment and incremental burden/failure modes, including qualifier and posture-transition burden. Timely qualification: declare time budget, response margin, compute/communication/review capacity and fallback. Minimum sufficient intervention: declare stop/contain rules, observation-expansion criterion, response objective and evidence that added effort is decision-relevant; use a bounded authorised experiment when action can obtain material evidence safely. | Unlimited search, escalation or review presented as safety; repeated posture reversal without new material evidence; qualifier volume that consumes the response window; a retrospective answer after action is no longer changeable; assuming more telemetry, agents or controls are automatically better. |
These conditions are jointly constraining. A timely alert without an authorized response is insufficient; a permitted response without material-break qualification is insufficient; and a rich control plane that loses scope, authority or unresolved state is insufficient.
These six hypotheses are the research hypotheses of the EA foundation. They are not established results and are not identical to the later EA differential. A system following the EA foundation should make them testable under a declared scope and resource envelope.
| Hypothesis | Statement |
|---|---|
| H1 — Boundary-aware local closure | Systems that explicitly represent insufficient determination inside U and finite determination resources will avoid some deadlock and false-certainty failures caused by forcing every local closure into a binary determined state. |
| H2 — Residual-scope explicitness | Separating confidence conditional on U from the open residual R_U beyond that bounded representation will reduce unjustified local-to-global confidence inflation in downstream decisions. |
| H3 — Compositional residual expansion | Under comparable evidence and computational resources, systems whose critical downstream decisions depend solely on lossy compressed representations will exhibit greater hidden residual and/or false confidence than systems with better context preservation or independent-source access. |
| H4 — Bounded preservation | A bounded determinacy/context envelope can preserve enough decision-relevant information to reduce architecture-induced residual without requiring disclosure of full internal state. |
| H5 — Dynamic ecosystem pressure | For a fixed observation and verification budget, increasing participant/dependency churn and shortening ecosystem-state validity will increase the operational importance of residual-state preservation and requalification even when local algorithms remain unchanged. |
| H6 — Risk-capacity calibrated window selection | Systems that adapt observation-window breadth, freshness and determination effort to mission sensitivity, consequence severity, available capacity and response horizon will achieve a better risk/resource frontier than systems using fixed broad or fixed narrow observation under otherwise comparable conditions. |
The H1–H6 wording above remains the complete hypothesis set. The new trajectory branches refine how it is tested:
- H1 covers legitimate bounded closure and whether Type 1 is forced into Type 2, or a prior Type 2 reopens as an unrecoverable Type-1 loop.
- H2 and H3 cover both incompatible divergence and premature false convergence when local scope, correlated evidence or compressed closures are promoted system-wide; cascade is measured as propagation and timing, not assumed as an independent cause.
- H4 covers whether a bounded envelope preserves material qualification without full-state disclosure and without qualifier saturation.
- H5 and H6 cover whether churn, injected doubt or repeated posture reversal is detected and bounded before capacity or response margin is exhausted.
These readings add no new hypothesis and do not assert that every run must exhibit every trajectory.
All compared configurations use the same frozen case facts, available evidence, authority, action library, deadline and human/tool budget. Report a numerator, denominator, branch and configuration for each rate. Do not pool heterogeneous branches into an unsupported score. The operational C–H measures retained from the prior protocol are measurement instruments here, allocated under the H# they test; they are not a second set of hypotheses. The common outcome vector is:
[false continuation, false containment, qualified-posture correctness, deadline pass, handoff integrity, observable outcome effect, total decision burden].
| Hypothesis | KPI set and calculation | What would falsify or limit the hypothesis |
|---|---|---|
| H1 | Local determinacy margin: declared determined evidence/conditions relative to the threshold for the decision; report with evidence and sample coverage inside U. Explicit-indeterminate rate: outputs preserving INDETERMINATE/UNKNOWN where the branch oracle requires it ÷ applicable branches. Material-break recall: oracle-declared material breaks exposed with affected basis ÷ oracle-declared material-break branches. Material-break precision: exposed material breaks confirmed by oracle ÷ exposed material-break alerts. False-continuation rate: CONTINUE/PASS after a break requiring requalification or containment ÷ applicable break branches. Time in HELD/unresolved state and human-capacity binding/escalation demand are reported with each branch. | A candidate forces unresolved state into binary closure, continues after a material break without exposing the basis, or avoids false continuation only by indefinite HOLD/escalation that exhausts declared capacity. |
| H2 | Local-to-global confidence inflation: downstream confidence/closure beyond the declared U and scope, reported against the branch oracle. Wrong-domain or systemic-closure rate: unsupported system-wide closure from local/insufficiently scoped determination ÷ applicable composition branches. Residual-scope preservation: required unresolved, scope and residual fields retained ÷ cases requiring them. Known versus unmeasured dependencies and inherited-indeterminacy detection rate are reported for each receiving decision. | Downstream consumers reach the same global closure even when U, residual, scope or unresolved conditions differ; residual is silently omitted or converted into PASS. |
| H3 | Source diversity and primary-source retrievability: independent source routes and retrievable primary sources ÷ required material source routes. Correlated-evidence error rate: closures treating duplicated/correlated evidence as independent corroboration ÷ designated correlated-source branches. Compression exposure: number and criticality of downstream decisions dependent on one compressed source; propagation depth of compressed closures. Systemic decision error and false confidence from recursive closure reuse are reported against the oracle. | A lossy compressed path and a context-preserving/independent-source path show no material difference in hidden residual, false closure or coordination distortion under comparable evidence and resources; or the claimed advantage disappears once latency, disclosure and review burden are included. |
| H4 | Handoff integrity: required scope, provenance/freshness, dependency, unresolved state, capacity, authority, expiry fields delivered and interpretable at receiver ÷ required fields. Qualification-loss rate: qualified fields absent, flattened or contradicted without declared requalification ÷ handoffs. Information retained/discarded at inter-agent boundary: required decision-relevant fields retained ÷ required fields, with latency, bandwidth, privacy and disclosure cost. Targeted re-entry precision/recall: correctly reopened assumptions ÷ reopened assumptions; correctly reopened assumptions ÷ oracle-invalidated assumptions. |
The bounded envelope loses material scope, provenance or residual needed by the receiver; preserving it requires full internal-state disclosure or produces no usable decision change. |
| H5 | Estimated U-invalidation rate: material changes invalidating a declared U/window ÷ relevant observation intervals. Freshness/staleness: age of each material source at determination and number of stale inputs relied on ÷ required material inputs. Churn: participant/dependency changes and window changes by domain per period. Requalification latency and missed ecosystem changes from Type-2 under-observation are reported against fixed observation/verification budget. Containment frequency and recovery success distinguish a bounded response from repeated unresolved escalation. | Increasing churn or shortening validity does not change residual/requalification demand under fixed budget, or the candidate hides the change through stale reuse, missed material changes or unbounded containment. |
| H6 | Window breadth and freshness by domain: observation scope and source age for each decision, compared with sensitivity/consequence/reversibility. Deadline-pass rate: permitted posture with reachable authorized response before deadline ÷ applicable runs. Remaining response margin: deadline minus posture time. Decision-relevant evidence yield: acquisitions/reviews changing justified posture or action set ÷ total acquisitions/reviews. Total decision burden: compute, tokens, bandwidth, tool, communication, waiting, reviewer, privacy/disclosure and response cost per run. Risk/sensitivity mismatch: qualified-window assumptions inconsistent with observed downstream consequence ÷ applicable runs. Marginal decision value: additional decision-relevant changes ÷ incremental awareness cost. | A fixed broad or fixed narrow window achieves equal/better error, deadline and burden results under matched facts; adaptation arrives after the useful response window or consumes capacity without decision-relevant improvement. |
The following measures apply to any hypothesis test that recommends, authorizes or executes a non-null response:
- Posture correctness: runs whose posture is within the branch oracle’s permitted set ÷ applicable runs.
- Authority-field completeness: handoffs containing owner, authority, scope, freshness, dependency and expiry fields ÷ handoffs requiring them.
- Authorized-response compliance: non-null actions within the declared authority/action library ÷ non-null actions.
- Reversibility/containment compliance: applicable responses meeting their declared bound ÷ applicable responses.
- False-positive response cost: cost of unnecessary non-null actions ÷ valid-continuity runs.
- PNI test, only if claimed: covered admissible states in which
U(A,ω) ≥ U(A_null,ω)÷ all declared covered admissible states. A PNI claim requires 100%; any counterexample defeats that claim.
These measures do not give EA authority. They test whether a candidate has kept assessment, posture, legitimate owner, permit, action and observed effect distinct.
Use these measures only on declared branches where the corresponding mechanism is injected or observable. They are allocated to H1–H6 as stated below and do not form a new hypothesis set.
| Measure | Calculation | Primary H# / condition link |
|---|---|---|
| Type-1→Type-2 forced-closure rate | Runs in which acknowledged unresolved state is closed by timeout, default, queue pressure or approval without new qualifying evidence ÷ runs reaching the declared Type-1 boundary. | H1; T2/T3/T4. |
| Type-2→Type-1 reopened-loop rate | Invalidated false closures that enter repeated HOLD/search because discarded material qualification cannot be reconstructed ÷ invalidated Type-2 closures. | H1/H4; T2/T4. |
| False-convergence rate | Runs in which multiple actors produce the same unsupported closure from correlated, imitated or recursively reused evidence ÷ designated convergence branches. | H2/H3; T1/T2. |
| Incompatible-posture exposure | Duration and consequence-weighted extent of incompatible postures over the same material decision or resource-time segment. | H2/H3/H5; T1/T2/T4. |
| Posture oscillation rate | Reversals among continue/requalify/contain/HOLD within the decision horizon, reported with dwell time and the share occurring without new material evidence. | H1/H5/H6; T2/T3/T4. |
| Qualifier-saturation burden | Immaterial, duplicated, stale or expired qualifiers and rechecks ÷ all transmitted qualifiers/rechecks, with latency, reviewer load and missed-deadline effect. | H4/H6; T2/T4. |
| Defensive-UNKNOWN effect | Unsupported or strategically emitted UNKNOWNs that transfer responsibility or trigger HOLD/containment ÷ designated incentive-stress branches; report whether the path remains Type 1 or is later forced into Type 2. | H1/H4/H6; T2/T3/T4. |
| Injected-doubt effect | False HOLD/containment or posture reversal caused by poisoned freshness, dependency or uncertainty signals ÷ designated adversarial branches; report rejection/recovery time. | H1/H5/H6; T1/T3/T4. |
| Cascade latency and reach | Time from first material qualification loss to dependent closure reversal, plus affected downstream scopes/decisions. | H3/H5; T1/T2/T4. |
A high UNKNOWN rate is not by itself failure, and a low one is not by itself success. The branch oracle, materiality, incentives, scope, owner, response window and downstream effect determine whether uncertainty was correctly preserved, defensively inflated or silently suppressed.
The preceding sections are not four independent checklists. For each declared σ(d,t), the assessor selects the relevant requirement (S#), applies the condition(s) that make that requirement sufficiently good (T#), states the foundation hypothesis or hypotheses being tested (H#), and records the named KPI evidence. The same scope, owner, time, evidence boundary and response horizon must remain visible throughout.
A KPI pass is evidence for the stated hypothesis and condition; it is not by itself proof that a requirement has been satisfied. A condition is met only when the applicable S# requirement, the full T# condition, the evidence and the relevant KPIs hold together for the declared scope. Conversely, a failed KPI, missing required field, unavailable owner or expired response window is a direct reason to mark the linked condition insufficient for that run. It must not be averaged away by good results in another scope.
The map identifies the normal test route. It does not convert upstream functions into EA functions: where a requirement depends on an externally owned source function, the route tests whether the candidate preserves and qualifies the received determination rather than whether it issued the underlying grant, identity or policy.
| Requirement | Normally required sufficiently-good condition(s) | Foundation hypothesis test | KPI evidence for the same σ(d,t) |
What the route does not establish |
|---|---|---|---|---|
| S1 Authority provenance | T2, T3 | H2, H4 | authority-field completeness; residual-scope preservation; handoff integrity; authorized-response compliance | issuance or legal validity of the grant |
| S2 Preference fidelity | T2 | H1, H2 | qualified-posture correctness; local determinacy margin; residual-scope preservation | interpretation or authorship of preferences |
| S3 Regime, context and escape | T1, T2, T3, T4 | H1, H5, H6 | material-break recall/precision; false-continuation rate; requalification latency; posture oscillation; injected-doubt effect; deadline pass; response compliance | emergency or exceptional authority |
| S4 Human-inclusive oversight | T2, T3, T4 | H1, H6 | human-capacity binding/escalation demand; Type-1→Type-2 forced closure; defensive-UNKNOWN effect; handoff integrity; remaining response margin; posture and response correctness | appointment, competence or lifecycle management of the human role |
| S5 Indeterminacy and containment | T1, T2, T3, T4 | H1, H2, H5 | explicit-indeterminate rate; false continuation; Type-1↔Type-2 transitions; qualifier-saturation burden; inherited-indeterminacy detection; containment frequency/recovery; deadline pass | physical execution of a containment action |
| S6 Privacy-preserving trust handoff | T2, T4 | H2, H4 | handoff integrity; qualification-loss rate; retained decision-relevant fields; latency, bandwidth, privacy and disclosure cost | identity verification, trust transport or privacy permission |
| S7 Identity and representation | T2, T3 | H2, H4 | authority-field completeness; provenance/freshness preservation; handoff integrity; authorized-response compliance | validation of identity or representation itself |
| S8 Bounded subdelegation | T2, T3 | H2, H4 | inherited-indeterminacy detection; authority/scope/expiry field completeness; qualification-loss rate; unauthorized-response rate | creation of a delegation grant |
| S9 Multi-principal composition | T2, T4 | H2, H3, H4 | wrong-domain/systemic-closure rate; false convergence; incompatible-posture exposure; correlated-evidence error; residual-scope preservation; targeted re-entry precision/recall | a universal hierarchy among principals |
| S10 Commitment and material change | T1, T2, T4 | H1, H5, H6 | material-break recall/precision; false continuation; freshness; requalification latency; response margin; decision-relevant evidence yield | cancellation or commitment authority |
| S11 Policy and objective integrity | T2, T4 | H2, H3, H4 | owner/version/scope/dependency and cross-domain-coupling preservation; wrong-domain closure; false convergence; correlated-evidence error; qualification loss | policy ownership or priority-setting authority |
| S12 Accountability, challenge and repair | T2, T4 | H4, H5 | handoff integrity; provenance/freshness and scope preservation; targeted re-entry; containment recovery; observable outcome effect | ownership of the historical record or repair process |
| S13 Authority versus intervention history | T2, T3 | H2, H4 | authority/provenance field preservation; qualification-loss rate; authorized-response compliance; action/outcome trace | overwriting or curing source provenance |
| S14 Evidence-to-decision assessment | T1, T2, T3, T4 | H1–H6 as applicable | the common outcome vector plus the condition-specific KPI and trajectory set above; arbitration/precedence record | a mandatory runtime architecture or automatic permission to act |
S14 is an aggregate assessment route, not a separate breadth score. A declared test names the material component or components it exercises: (1) evidence sufficiency; (2) Type-1 / Type-2 transition; (3) conflict, arbitration or precedence record; (4) expiry; and (5) re-entry and disposition update. The third component records the applicable owner or the absence of one; it does not authorize EA to arbitrate or create precedence. These components reuse the S1–S14, T1–T4, H1–H6 and KPI protocol above; they create no new requirements or KPI taxonomy.
- Freeze the scope. Declare
σ(d,t): subject, proposition, receiving decision, legitimate owner, commitment state, evidence and observation boundary, materiality threshold, authority, deadline, capacity and null action. Record the selectedW(d,t). - Select the requirement route. Name every S# materially present in that scope and the T# conditions required by the map. If a source function is outside the candidate, name its owner and the handoff/re-entry boundary rather than silently assuming it works.
- State the falsifiable expectation. Name the H# being tested and the comparison configuration. Hold facts, authority, action library, deadline and resource envelope constant across configurations.
- Instrument the KPIs. For every required KPI, declare numerator, denominator, branch oracle, threshold and observable outcome. Preserve UNKNOWN, residual, scope, provenance, freshness, dependency, capacity, authority and expiry through each handoff.
- Declare composition and arbitration. Where several scopes or postures meet, state material dependencies, hard constraints, legitimate veto scope/expiry, timeout/default behaviour, evidence-versus-authority role, re-entry target and anti-oscillation rule. Human approval or a timeout may authorize a response; neither is new evidence about the world model.
- Decide condition by condition. A positive result supports the named H# for this run and contributes evidence to its T# condition. A negative result marks the linked condition insufficient or requires a qualified HOLD/re-entry. Report the scope-specific result; do not trade it against a different domain.
Consider σ(d1,t): whether to release a production order for machine M under its current maintenance and safety regime. The subject is machine M and the order; the proposition is that the maintenance/safety basis remains adequate for release; the decision is the authorized release or hold. Its W(d1,t) includes the declared maintenance sources, safety regime, owner, current evidence, response deadline and available human review capacity.
The route is S3 (regime/context), S5 (indeterminacy and containment), S10 (commitment/material change) and S14 (evidence-to-decision). It therefore requires T1 to recognize a material break within the declared boundary, T2 to issue a qualified posture to the legitimate owner, T3 if a hold, release or other response is proposed, and T4 to reach that posture while it remains useful. H1 tests whether unresolved maintenance evidence is preserved rather than forced into PASS; H2 tests whether evidence valid only within the maintained window is not inflated into a global safety conclusion; H5 tests requalification under churn or shortening source validity; H6 tests whether widening the window actually improves the decision before the deadline. H3 and H4 join the route if the decision relies on a lossy cross-system handoff or a bounded preservation envelope.
For this one scope, material-break recall/precision, explicit-indeterminate rate, false-continuation rate, freshness, requalification latency, remaining response margin, human-capacity demand and authorized-response compliance are the linked evidence. If a material safety change is missed, T1 is insufficient. If a handoff drops an unresolved maintenance dependency or produces a PASS without a receiving owner, T2 is insufficient. If a release is outside the action library or a claimed safe response fails the PNI test, T3 is insufficient. If the assessment completes only after the release/hold is no longer actionable, or it consumes the declared review capacity without decision-relevant gain, T4 is insufficient.
Now consider a separate procurement decision σ(d2,t) with extra telemetry or additional agents. Its apparently good result cannot compensate for the missing maintenance evidence in d1. It may change d1 only if a represented material dependency, fresh evidence and requalification show how it bears on the machine-release proposition. Likewise, adding more telemetry or agents to d1 is not an improvement merely by volume: the H6 evidence-yield, burden and response-margin measures must show that the expansion improves the qualified decision instead of consuming the viable response window.
The universal requirements above do not presume EA. They ask what any sufficiently-good candidate must make testable. EA’s separate, lower-priority research question is whether a strong peer composition can meet the same requirements without an equivalent semantic layer.
The four EA-specific differential propositions are: scoped non-fungible determination; proportionate decision-window requalification; separation of epistemic condition from operating posture and independent actuation authority; and interoperable targeted re-entry. They are falsified or narrowed if a strong, equally resourced peer reaches the same decisions, residual trace, timeliness and burden without equivalent semantics. They are not an assertion that no other system can meet them, and they do not establish superiority.
This document integrates the complete DAOS requirement taxonomy, the EWS-derived sufficiently-good requirements, the EA foundation’s H1–H6 and the previously defined operational KPI protocol. The source materials remain unchanged as preserved non-canonical working inputs. The separate canonical architecture benchmark and reference-scenario evidence applies these requirements to strong-peer comparison and empirical corroboration; it does not redefine them.
No statement here implies that Ω is closed or exhaustively enumerable, that R_U = Ω − U, that UNKNOWN means independence, that more agents necessarily improve determination, or that EA replaces authority, identity, governance, human oversight, control execution, observability, provenance or incident management.
The current canonical requirements route is S1–S14 → T1–T4 → H1–H6 → KPI/falsification. It is the controlling requirements basis for tests and fixtures that cite this document/version; it is not a claim that fourteen requirements, four sufficiency conditions or six hypotheses exhaust every future Structural Awareness / Ecosystem Positioning requirement.
Later developments — including 00G false-context convergence, participant-local positioning, ACC/admissibility, selective signalling/choreography, the objective-conditioned gradient, Ecosystem Cartography, effective-role drift and MSCA Operation/Repositioning — may expose additional requirement surfaces, conditions, measures or cross-component conformance needs. They do not silently add requirements to this document.
Any such extension must be introduced through an explicit, version-controlled requirements change with traceability to the affected S/T/H/KPI routes. Existing pre-registrations and tests remain interpretable against the version they actually cite.
